The public is frustrated with the perception of the "revolving door" of criminal justice--the specter of repeated criminal behavior by those we process repeatedly in the criminal justice system. Grasping for solutions, voters and legislatures across the nation have resorted to mandatory minimum sentencing provisions and three-strikes laws--measures that substantially limit judicial discretion in sentencing.
Most sentencing decisions are profoundly ineffective in diverting offenders from criminal careers. For instance, in the most recent month for which Portland, Oregon, police released such statistics, twenty-two of the twenty-three persons jailed for robbery had been in the same jail within the previous year, as had twenty-two of the thirty-two jailed for burglary, twenty of the twenty-six jailed for theft in the first degree, 304 of the 372 jailed on drug charges, and thirty-two of the thirty-nine jailed for vehicle theft. National statistics show seven of ten jail inmates have prior incarcerations, and over 62 percent of those released from prison are arrested again within three years. (1) These numbers surely reflect some victimizations that we should have prevented, misdirected correctional resources, and spiraling waste of law enforcement and criminal justice dollars. More broadly, these failures contribute to erosion of respect for the judiciary and the rule of law itself.
Any candid examiner can easily uncover the reasons for these statistics: the legal system has not truly made public safety its ultimate objective. Participants in sentencing hearings almost never negotiate or argue based on what available disposition is most likely to prevent new crimes by the offender. After accepting or contesting any constraints such as sentencing guidelines, the participants generally argue what the defendant "deserves," or why we should be sympathetic to or mad at the offender, or, occasionally, what works for the offender. Advocates virtually never initiate a discussion about what will keep the offender from reoffending, and they never come armed with citations to literature supporting why a given disposition is likely to work (or not work) for a given offender. We may send thieves to "theft talk," drunk drivers to alcohol treatment, drug offenders to substance abuse counseling, and sex offenders to behavior modification programs, but we do this largely out of a sense of symmetry rather than anything approaching social science. After all, we may ask whether offenders have completed the program but we never ask whether program graduates reoffend.
Corrections professionals occasionally give us compilations of information presumed useful in making informed sentencing decisions--criminal, social, and employment history; substance abuse and mental health status; and performance on probation. But they always stop short of connecting that information to a reasoned analysis of which disposition is most likely to prevent future criminal conduct by the offender and why. We persist in a just deserts ritual to the exclusion of responsible consideration of public safety, and our results reflect that persistence.
Frustrated with offenders
who repeat their criminal behavior, Oregon voters and the Oregon legislature
have declared public safety the primary goal of sentencing in the state.
A 1996 citizens' ballot measure amended the Oregon Constitution to make
"protection of society" a primary purpose of sentencing.
(2) Legislation enacted in 1997 declared reduced criminal
behavior the dominant performance measure for criminal justice agencies
(and their private partners) for juvenile and adult offenders; required
that agencies share data (including juvenile and adult data) to reveal
the impact of correctional efforts on future criminal behavior; and directed
that criminal justice agencies use the data to see correlations between
correctional responses and reduced criminal behavior.
(3) The Oregon Judicial Conference in the same year resolved
that in considering the public safety aspect of sentencing, "judges should
consider and invite advocates to address the likely impact of the choices
available to the judge in reducing future criminal conduct."(4)
In pursuit of these policy objectives, we have begun to develop and
use technology to improve our public safety performance. The sentencing
support tools developed in Multnomah County run against a data warehouse.
Data warehouse technology collects operational data from law enforcement
and criminal justice agencies, including the courts, and transforms the
data to produce a pool of information susceptible to analysis. This allows
us to see what happened to any category of offenders after they were sentenced
for a particular category of crime.
A user enters a defendant's case number and selects the charge before
the court for disposition. The program then assembles data for "similar
offenders" previously sentenced for "similar crimes," and displays outcomes
for each disposition element imposed at least thirty times on such offenders
for such crimes. Disposition elements reflect all of the actions taken
against a particular offender--jail terms of various lengths, formal or
bench probation terms, treatment programs, community service, prison, and
so forth. The result is displayed in a bar graph (Table 1), with the most
frequently imposed disposition element represented by the first bar with
subsequent bars displayed to the right in decreasing order of their frequency.
The height of each bar reflects the proportion of such offenders who avoided
"new criminal behavior" after receiving that disposition element. Below
the bar chart is a table listing each element, the percentage of offenders
who received that element and remained crime free, and the number of applications
of that incident on such offenders for such crimes. Although no bar appears
for any element imposed fewer than thirty times, the table includes all
results, displaying numbers lower than thirty in red. The screen also sets
out the variables represented by the graph and table.
Table 1 here
By default, defendants are sentenced for "similar crimes" if they were
sentenced to a crime that is in the same category as that selected by the
user for sentencing (except that we default to driving under the influence
of intoxicants if that is the crime for which the offender is being sentenced).
Also by default, offenders are "similar offenders" if they share criminal
history ratings in each of six categories and they share the same age range,
gender, and ethnicity. Criminal history ratings range from none, low, and
moderate to major or severe in each of the following crime categories:
violent, sex, drug, property, DUI/major traffic, and domestic violence.
The ratings are based on data rules set by a user group consisting of a
judge, prosecutor, defense attorney, and project head. By default, offenders
avoid "new criminal behavior" if they have not received a new conviction
within three years after being sentenced.
The user (judge, prosecutor, or defense attorney) is able to access
and modify all of the variables, and generate a new display based on those
variables. For instance, if there are enough data to allow the judge to
do so, he or she can narrow "similar crimes" to the same crime for which
the offender is being sentenced, or the user can broaden "similar crimes"
to "all crimes," or select any of the many variations in between, such
as felony theft crimes. The user can adjust the settings for "similar offenders"
to accommodate additions or corrections to the offender's criminal history,
age, or gender, and broaden the category by including more than one age
group, crime rating, ethnicity, or gender. Moreover, the user can also
compare results with and without the ethnicity variable, or as between
or among various ethnic groups--all important capabilities where criminal
histories may be inflated for minorities, or where some programs are designed
with specific ethnic groups as target populations.
Finally, the user can redefine "new criminal behavior" by category of
behavior, incident of behavior, and time of behavior. The user can look
for behavior constituting "any crime" instead of only the category that
includes the crime for which the offender is being sentenced. The user
can also select any other crime category, any felony, or any misdemeanor,
and can include arrests instead of convictions, and six months, five years,
or all time known to the available data instead of the default three years.
Although these tools cannot and should not replace judicial discretion
by determining sentences, they greatly enhance our ability to craft a disposition
that is most likely to serve public safety by preventing repeated criminal
behavior. At least as important is the impact of the use of these tools
on the entire sentencing process; advocates, participants, and observers
will understand that what works now matters. Oregon lawyers are
beginning to inject bar charts into plea negotiations. Multnomah County
judges recently added a check box to pre-sentence investigation orders
asking pre-sentence investigation writers to include "[a]nalysis of what
is most likely to reduce this offender's future criminal behavior and why,
including the availability of any relevant programs in or out of custody."
Oregon has a long way to go in enhancing the utility of these tools,
but the promoters of sentencing support technology hope to include additional
criteria that will define "similar offenders," such as substance abuse
assessments, mental health assessments, educational assessments, and vocational
assessments. These judges hope to attract the attention and the assistance
of academia in refining these tools, and welcomes the addition of corrections
and criminology expertise. They also anticipate that the criminal justice
system will adapt the technology to support decision making related to
probation violation hearings and release decisions.
The promise of this early application of technology to support sentencing
decisions is as profound for criminal justice as Kitty Hawk was for transportation.
And, by accepting responsibility for seeking the best public safety outcomes
for sentencing decisions, the judiciary will begin to earn back a good
deal of the public respect that it has lost in recent decades.
Notes
1. Allen J. Beck and Bernard E. Shipley, Bureau of
Justice Statistics, Bureau of Justice Statistics Special Report, available
at www.ojp.usdoj.gov/bjs/crimoff.htm.
2. Oregon Constitution, Article I, section 15.
3. 1997 Oregon Laws, Chapter
433 [1997 House Bill 2229].
4. 1997 Oregon Judicial
Conference Resolution #1.
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